Archive for November, 2013

To State Dept: Enabling Environment/Capacity Building/Inclusivity

by on Nov.26, 2013, under Uncategorized

(Click here for blog post version of this commentary)

———- Forwarded message ———-
From: Seth Johnson
Date: Tue, Nov 26, 2013 at 8:35 PM
Subject: WTDC/Plenipot: 3) Enabling Environment/Capacity Building/Inclusivity: Understanding Impacts on the Internet (was: Re: Critical Notes for WTDC Prep)
To: “[protected]” , “Zoller, Julie N”

Hi Julie, ITAC, and all:

Continuing from the previous email:

The following covers resolutions related to Programmes 3 and 4, on “the Enabling Environment, Capacity Building and Digital Inclusivity.” The analysis covers WTDC, WTSA and PP resolutions, while focusing on revisions to WTDC resolutions that are needed at the upcoming WTDC.

Part 3: the Enabling Environment, Capacity Building and Digital Inclusivity:
https://internetdistinction.com/wsisimpacts/2013/11/25/enabling-environment-capacity-inclusivity-understanding-impacts-on-the-internet/

Contributions:

I am attaching a number of contributions I have offered since the
US began its approach to the WTDC, both in the form of revisions to
WTDC resolutions and in the form of revisions to other inputs the US
Delegation is providing to the WTDC.

The US Delegation’s contribution on the topic of Conformance and
Interoperability is a matter of great concern. The US is promoting
the certification of ICTs under concepts of conformance and
interoperability that may easily be applied in concert with managed
service frameworks to implement policy, rather than in terms of more
flexible and open forms of interoperability made possible by the
Internet Protocol.

Conformance & Interoperability can be addressed in relation to
Capacity Building, so I attach it to this email. I also attach my
revisions to WTDC 47, the main WTDC resolution on this topic.
Conformance & Interoperability Study Question – ID Edits
WTDC 47 – ID Edits

You will also find my contributed revisions on WTDC 30, WTDC 13, and
WTDC 23 attached to this email.
WTDC 30 – ID Edits
WTDC 13 – ID Edits
WTDC 23 – ID Edits

I describe the purposes of each revision in the reply copy text further below.

Seth

On Tue, Nov 26, 2013 at 8:13 PM, Seth Johnson wrote:
> Hello Julie, ITAC, and all:
>
> As promised, here are parts 2 and 3 of my analysis of ITU Resolutions.
> This constitutes a comprehensive view of the implications of the
> failure of the WSIS project and the ITU to recognize the key
> characteristics that make the Internet unique. It is focused on WTDC
> resolutions and is organized in terms of the WTDC Action Plan, but
> also covers PP and WTSA Resolutions.
>
> Part 2: Cybersecurity, ICT Applications and IP-Based Network Issues:
> internetdistinction.com/wsisimpacts/2013/11/25/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/
>
> Part 3: the Enabling Environment, Capacity Building and Digital Inclusivity:
> https://internetdistinction.com/wsisimpacts/2013/09/09/enabling-environment-capacity-inclusivity-understanding-impacts-on-the-internet/
>
> This analysis has guided my contributions since at least April,
> allowing me to prioritize the revisions needed and address the
> approach of the US Delegation as the WTDC approached.
>
> Only a few WTDC resolutions require revisions, and the most important
> of these are attached to this email and the next.
>
> The important part of the analysis turns out to be the relationship of
> the WTDC resolutions to a set of core PP Resolutions that present the
> key terms IP-based Networks, Internet and Next-generation Networks in
> a confused manner. I have placed commentary on this aspect under
> “IP-based Network Issues” at the above link for Part 2.
>
> Also as promised, you may find my comments on identifiers under that
> heading as well, which relates to several resolutions in Parts 2 and
> 3.
>
> Contributions:
>
> I am attaching a number of contributions I have offered since the
> US began its approach to the WTDC, both in the form of revisions to
> WTDC resolutions and in the form of revisions to other inputs the US
> Delegation is providing to the WTDC, notably those on Broadband and
> Conformance and Interoperability.
>
> The US Delegation’s contributions on the topics of Broadband and
> Conformance and Interoperability are matters of great concern. With
> the broadband contribution, the US is encouraging the implementation
> of ICT applications for the Information Society under the term
> “broadband,” by reference to the ITU’s work on 3G/4G, the managed
> service framework used by wireless providers. With the conformance
> and interoperability resolution, the US is promoting the certification
> of ICTs under concepts of conformance and interoperability that may
> easily be applied in concert with managed service frameworks to
> implement policy, rather than in terms of more flexible and open forms
> of interoperability made possible by the Internet Protocol.
>
> The last thing we want to do is roll out next-generation networks
> all over the world, without recognizing the tradeoffs brought by these
> types of networks as compared to the open Internet platform — and
> then to place that under a conformance and interoperability
> certification regime that fails to recognize the difference.
>
> The US proposal on broadband might be placed under the heading of
> ICT Applications in general, so I attach it to this email. Conformance
> & Interoperability can be addressed in relation to Capacity Building,
> so I attach it to my next email, under Part 3.
>
> Below I describe the purposes of all the revisions to WTDC resolutions
> I am attaching.
>
>
> Seth
>
> Further notes:
>
> The following covers resolutions related to Programme 2 of the
> Hyderabad Action Plan, in the areas of “Cybersecurity, ICT
> Applications and IP-Based Network Issues.” My next email will cover
> Programmes 3 and 4, on “the Enabling Environment, Capacity Building
> and Digital Inclusivity.” The analysis covers WTDC, WTSA and PP
> resolutions, while focusing on revisions to WTDC resolutions that are
> needed at the upcoming WTDC.
>
> You can find the first part of this analysis, on the Conformance and
> Interoperability initiative, here:
> https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/
> . I determined early on it is not necessary to address the Regulators
> Forum.
>
> Also as promised, you may find my comments on identifiers under
> “IP-based Network Issues” in Part 2 here:
> internetdistinction.com/wsisimpacts/2013/09/09/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/#Identifiers
>
> On the Analysis:
>
> Only a few WTDC Resolutions need revisions in terms of their usage
> of the terms IP-based Networks, Internet, Next-generation Networks,
> etc. (though plenty of PP and WTSA resolutions do).
>
> The key part instead turns out to be the relationship of the WTDC
> resolutions to the core PP Resolutions that have guided the ITU’s
> activities since 2010. I address these core resolutions under the
> “IP-Based Network Issues” heading here:
> https://internetdistinction.com/wsisimpacts/2013/09/09/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/#ITUInternet
> . There I describe the confusion in the key terms IP-based Networks,
> Internet and Next-generation Networks that PP 101, 102 and 133 convey,
> and the fact that PP 137 is much more explicit about the commitment by
> the 2010 Plenipotentiary Conference to deploying Next-generation
> Networks to developing countries.
>
> The remaining parts of the analysis end up being placeholders for
> important notes, listing PP, WTSA and WTDC resolutions in the
> Hyderabad Action Plan Programmes and commenting on them, but noting
> only a few WTDC Resolutions needing edits. Among these notes are
> comments illustrating how the failure to recognize the nature of the
> Internet in the Information Society project impacts both the Internet
> and the goals of the Information Society project itself, as expressed
> in the Geneva Action Lines.
>
> Not yet in place are some comments on the core resolutions on
> bridging the Digital Divide and the Standardization Gap, PP 139 and PP
> 123. I have already presented these points however, in the
> Conformance and Interoperability analysis:
> https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/#DigitalDivide
> https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/#StandardsGap
>
> Describing the Revisions:
>
> On this email you will find attached my contributed revisions on
> WTDC 45, WTDC 63, and the US’s Broadband proposal.
>
> On the next email you will find my contributed revisions on WTDC
> 23, WTDC 13, WTDC 30, and WTDC 47, and the US’s Conformance and
> Interoperability proposal.
>
> I describe the purposes of each revision below, along with other
> resolutions that need to be revised:
>
> US Proposal for a study question on Broadband:
> Revisions to recognize other modes besides wireless, in
> particular addressing the Internet platform created on the basis of
> competitive access by autonomous, interoperating providers to
> infrastructure installed in the public right of way.
>
> US Proposal for a study question on Conformance and Interoperability +
> WTDC 47 (Conformance and Interoperability):
> Revisions to recognize different types of conformance and
> interoperability relevant to different types of networks, including
> general purpose interoperability among autonomous networks and
> interoperability by the application of a common policy across routers
> subject to a core authority.
>
> WTDC 13 and WTDC 30 (Funding Mechanisms and Partnerships):
> Revisions to recognize that funding mechanisms and partnership
> schemes must be developed to support contexts providing competitive
> access at the physical layer, that funding and partnerships in
> vertically integrated telecommunications contexts may differ markedly
> from those that would serve to support competitive access at the
> physical layer, that public-private partnerships that incorporate
> explicit recognition of the role of public oversight may better
> support competitive access to the physical layer, and that recognizing
> the distinction between the open Internet platform and specialized or
> managed services allows for clear understanding of when practices,
> policies and technologies may affect the Internet and its unique
> characteristics and advantages.
> (WTDC 52 and WTDC 71 may also be revised similarly)
>
> WTDC 23 (International Internet Connectivity):
> Revised to recognize that connectivity to the broader
> international Internet does not mean there is an Internet at the
> national or lower levels, and particularly noting that the commercial
> initiatives to deliver cost savings that the resolution suggests might
> address the resolution’s concern for pricing of international
> connectivity for developing countries are not necessarily compatible
> with the general purpose form of connectivity of the Internet.
>
> WTDC 45, WTDC 63, WTDC 47 (Identifiers):
> Revisions to acknowledge that policy associated with
> identifiers may affect the flexibility and openness of the Internet
> unless recognition of its basic nature is incorporated:
>
> WTDC 45 (Cybersecurity): Cryptographic measures may serve as
> part of an implementation of security-related policy in infrastructure
> in ways that may impact the free flow of information, ideas and
> knowledge and the flexible modes of interaction with and collaborative
> use of information the Internet makes possible.
>
> WTDC 63 (IP Address Allocation and IPv6 Deployment): Revisions
> recommending that the ITU Council support both the open Internet
> platform and specialized services networks in its approval of the BDT
> Director’s guidelines for changes in organizational frameworks and
> policies necessitated by migrating to IPv6.
>
> WTDC 47 (Conformance and Interoperability): Revisions to
> recognize different types of conformance and interoperability may
> suffice to address concerns regarding use of identifiers for
> enforcement of policy that may be implied in references to
> counterfeiting in this resolution
>
> (WTDC 22 may also be revised similarly)
>
> WTDC 64 (Consumer Protection):
> Revisions to assure that consumers are able to recognize the
> difference between Internet connectivity and other types of
> connectivity.
>
> WTDC 37 (Digital Divide):
> Revisions to recognize the role of the Internet’s special
> characteristics in bridging the digital divide, including its
> empowerment of end users and independent providers, and to assure that
> references to pro-competitive policies and regulatory contexts
> recognize the role of competitive access to the physical layer in
> producing the Internet platform among autonomous providers, and in
> incentivizing infrastructure development.
>
> WTDC 15, WTDC 20 (Technology Transfer and Non-discriminatory Access):
> Revisions to assure references to partnerships should
> recognize the inherently public nature of publicly-funded research and
> shared infrastructure, and to assure that the value of
> non-discriminatory access does not substitute for recognition of the
> advantages of competition among providers.
>
>
> The Upshot:
>
> In developing my contributions, I have been able to prioritize and
> focus on parts that needed addressing in terms of the approach of the
> US Delegation. The analysis should now serve others in understanding
> where the defects are in the ITU Resolutions that need to be
> corrected.
>
> However, proceeding in a manner that continues to follow through
> according to the process the ITU has laid out will not correct the
> basic problem in the approach, which simply reaffirms WSIS goals
> without adding the critical insights needed to understand what the
> Internet adds to the equation. It will not only undermine the
> Internet to continue to pursue the Information Society project the way
> it has been, but establishing a form of Internet Governance at the
> international level in this way presents the distinct prospect of
> undermining efforts within the US to place the Internet back on a
> sound foundation by recourse to the law.
>
> The US needs to act at the WTDC to correct the oversight regarding
> the Internet in the WSIS project. The US needs to recognize the
> difference between a truly competitive Internet and the types of
> specially tailored services that are offered within individual
> networks — whether they may be individual wireless providers or
> incumbents in other modes who enjoy a privileged status in relation to
> infrastructure — and in the course of the next year help enable those
> engaged in furthering the Information Society project to receive a
> proper understanding of its status in those terms.
>
>
> Seth
>
> On Fri, May 3, 2013 at 9:55 AM, Minard, Julian E wrote:
>> ———- Forwarded message ———-
>> From: Seth Johnson
>> Date: Mon, Apr 29, 2013 at 4:58 PM
>> Subject: WTDC/Plenipot: 1) Conformance and Interoperability:
>> Understanding Impacts on the Internet (was: Re: Critical Notes for WTDC Prep)
>> To: “[protected]”
>> Cc: “[protected]”
>>
>>
>> At the link below is an analysis showing where the Conformance and Interoperability resolutions open up the risk of the Information Society undermining the Internet. I have pasted the introductory text below, including general concerns and some key points.
>>
>> The analysis is designed to contribute to upcoming proceedings such as the WTPF, the WTDC and High Level WSIS Review in April 2014, preparing the way to the Plenipotentiary Meeting in October/November 2014, where the necessary actions can be taken.
>>
>> The full analysis is here:
>>> https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/
>>
>> Please take it into account on the next WTDC Prep, general ITAC, and Council calls.

<< SNIP >>

Comments Off on To State Dept: Enabling Environment/Capacity Building/Inclusivity : more...

To State Dept: Cybersecurity, ICT Apps, IP-Based Networks

by on Nov.26, 2013, under Uncategorized

(Click here for blog post version of this commentary)

———- Forwarded message ———-
From: Seth Johnson
Date: Tue, Nov 26, 2013 at 8:13 PM
Subject: WTDC/Plenipot: 2) Cybersecurity, ICT Apps, IP-Based Networks: Understanding Impacts on the Internet (was: Re: Critical Notes for WTDC Prep)
To: “[protected]” , “Zoller, Julie N”

Hello Julie, ITAC, and all:

As promised, here are parts 2 and 3 of my analysis of ITU Resolutions.
This constitutes a comprehensive view of the implications of the
failure of the WSIS project and the ITU to recognize the key
characteristics that make the Internet unique. It is focused on WTDC
resolutions and is organized in terms of the WTDC Action Plan, but
also covers PP and WTSA Resolutions.

Part 2: Cybersecurity, ICT Applications and IP-Based Network Issues:
https://internetdistinction.com/wsisimpacts/2013/11/25/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/

Part 3: the Enabling Environment, Capacity Building and Digital Inclusivity:
https://internetdistinction.com/wsisimpacts/2013/11/25/enabling-environment-capacity-inclusivity-understanding-impacts-on-the-internet/

This analysis has guided my contributions since at least April,
allowing me to prioritize the revisions needed and address the
approach of the US Delegation as the WTDC approached.

Only a few WTDC resolutions require revisions, and the most important
of these are attached to this email and the next.
Broadband Study Question 2 – ID Edits
WTDC 45 – ID Edits
WTDC 63 – ID Edits

The important part of the analysis turns out to be the relationship of the WTDC resolutions to a set of core PP Resolutions that present the key terms IP-based Networks, Internet and Next-generation Networks in a confused manner. I have placed commentary on this aspect under “IP-based Network Issues” at the above link for Part 2.

Also as promised, you may find my comments on identifiers under that
heading as well, which relates to several resolutions in Parts 2 and
3.

Contributions:

I am attaching a number of contributions I have offered since the
US began its approach to the WTDC, both in the form of revisions to
WTDC resolutions and in the form of revisions to other inputs the US
Delegation is providing to the WTDC, notably those on Broadband and
Conformance and Interoperability.

The US Delegation’s contributions on the topics of Broadband and
Conformance and Interoperability are matters of great concern. With
the broadband contribution, the US is encouraging the implementation
of ICT applications for the Information Society under the term
“broadband,” by reference to the ITU’s work on 3G/4G, the managed
service framework used by wireless providers. With the conformance
and interoperability resolution, the US is promoting the certification
of ICTs under concepts of conformance and interoperability that may
easily be applied in concert with managed service frameworks to
implement policy, rather than in terms of more flexible and open forms
of interoperability made possible by the Internet Protocol.

The last thing we want to do is roll out next-generation networks
all over the world, without recognizing the tradeoffs brought by these
types of networks as compared to the open Internet platform — and
then to place that under a conformance and interoperability
certification regime that fails to recognize the difference.

The US proposal on broadband might be placed under the heading of
ICT Applications in general, so I attach it to this email. Conformance
& Interoperability can be addressed in relation to Capacity Building,
so I attach it to my next email, under Part 3.

Below I describe the purposes of all the revisions to WTDC resolutions
I am attaching.

Seth

Further notes:

The following covers resolutions related to Programme 2 of the
Hyderabad Action Plan, in the areas of “Cybersecurity, ICT
Applications and IP-Based Network Issues.” My next email will cover
Programmes 3 and 4, on “the Enabling Environment, Capacity Building
and Digital Inclusivity.” The analysis covers WTDC, WTSA and PP
resolutions, while focusing on revisions to WTDC resolutions that are
needed at the upcoming WTDC.

You can find the first part of this analysis, on the Conformance and
Interoperability initiative, here:
https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/
. I determined early on it is not necessary to address the Regulators
Forum.

Also as promised, you may find my comments on identifiers under
“IP-based Network Issues” in Part 2 here:
internetdistinction.com/wsisimpacts/2013/09/09/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/#Identifiers

On the Analysis:

Only a few WTDC Resolutions need revisions in terms of their usage
of the terms IP-based Networks, Internet, Next-generation Networks,
etc. (though plenty of PP and WTSA resolutions do).

The key part instead turns out to be the relationship of the WTDC
resolutions to the core PP Resolutions that have guided the ITU’s
activities since 2010. I address these core resolutions under the
“IP-Based Network Issues” heading here:
https://internetdistinction.com/wsisimpacts/2013/09/09/cybersecurity-ict-applications-ip-based-impacts-on-the-internet/#ITUInternet
. There I describe the confusion in the key terms IP-based Networks,
Internet and Next-generation Networks that PP 101, 102 and 133 convey,
and the fact that PP 137 is much more explicit about the commitment by
the 2010 Plenipotentiary Conference to deploying Next-generation
Networks to developing countries.

The remaining parts of the analysis end up being placeholders for
important notes, listing PP, WTSA and WTDC resolutions in the
Hyderabad Action Plan Programmes and commenting on them, but noting
only a few WTDC Resolutions needing edits. Among these notes are
comments illustrating how the failure to recognize the nature of the
Internet in the Information Society project impacts both the Internet
and the goals of the Information Society project itself, as expressed
in the Geneva Action Lines.

Not yet in place are some comments on the core resolutions on
bridging the Digital Divide and the Standardization Gap, PP 139 and PP
123. I have already presented these points however, in the
Conformance and Interoperability analysis:
https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/#DigitalDivide
https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/#StandardsGap

Describing the Revisions:

On this email you will find attached my contributed revisions on
WTDC 45, WTDC 63, and the US’s Broadband proposal.

On the next email you will find my contributed revisions on WTDC
23, WTDC 13, WTDC 30, and WTDC 47, and the US’s Conformance and
Interoperability proposal.

I describe the purposes of each revision below, along with other
resolutions that need to be revised:

US Proposal for a study question on Broadband:
Revisions to recognize other modes besides wireless, in
particular addressing the Internet platform created on the basis of
competitive access by autonomous, interoperating providers to
infrastructure installed in the public right of way.

US Proposal for a study question on Conformance and Interoperability +
WTDC 47 (Conformance and Interoperability):
Revisions to recognize different types of conformance and
interoperability relevant to different types of networks, including
general purpose interoperability among autonomous networks and
interoperability by the application of a common policy across routers
subject to a core authority.

WTDC 13 and WTDC 30 (Funding Mechanisms and Partnerships):
Revisions to recognize that funding mechanisms and partnership
schemes must be developed to support contexts providing competitive
access at the physical layer, that funding and partnerships in
vertically integrated telecommunications contexts may differ markedly
from those that would serve to support competitive access at the
physical layer, that public-private partnerships that incorporate
explicit recognition of the role of public oversight may better
support competitive access to the physical layer, and that recognizing
the distinction between the open Internet platform and specialized or
managed services allows for clear understanding of when practices,
policies and technologies may affect the Internet and its unique
characteristics and advantages.
(WTDC 52 and WTDC 71 may also be revised similarly)

WTDC 23 (International Internet Connectivity):
Revised to recognize that connectivity to the broader
international Internet does not mean there is an Internet at the
national or lower levels, and particularly noting that the commercial
initiatives to deliver cost savings that the resolution suggests might
address the resolution’s concern for pricing of international
connectivity for developing countries are not necessarily compatible
with the general purpose form of connectivity of the Internet.

WTDC 45, WTDC 63, WTDC 47 (Identifiers):
Revisions to acknowledge that policy associated with
identifiers may affect the flexibility and openness of the Internet
unless recognition of its basic nature is incorporated:

WTDC 45 (Cybersecurity): Cryptographic measures may serve as
part of an implementation of security-related policy in infrastructure
in ways that may impact the free flow of information, ideas and
knowledge and the flexible modes of interaction with and collaborative
use of information the Internet makes possible.

WTDC 63 (IP Address Allocation and IPv6 Deployment): Revisions
recommending that the ITU Council support both the open Internet
platform and specialized services networks in its approval of the BDT
Director’s guidelines for changes in organizational frameworks and
policies necessitated by migrating to IPv6.

WTDC 47 (Conformance and Interoperability): Revisions to
recognize different types of conformance and interoperability may
suffice to address concerns regarding use of identifiers for
enforcement of policy that may be implied in references to
counterfeiting in this resolution

(WTDC 22 may also be revised similarly)

WTDC 64 (Consumer Protection):
Revisions to assure that consumers are able to recognize the
difference between Internet connectivity and other types of
connectivity.

WTDC 37 (Digital Divide):
Revisions to recognize the role of the Internet’s special
characteristics in bridging the digital divide, including its
empowerment of end users and independent providers, and to assure that
references to pro-competitive policies and regulatory contexts
recognize the role of competitive access to the physical layer in
producing the Internet platform among autonomous providers, and in
incentivizing infrastructure development.

WTDC 15, WTDC 20 (Technology Transfer and Non-discriminatory Access):
Revisions to assure references to partnerships should
recognize the inherently public nature of publicly-funded research and
shared infrastructure, and to assure that the value of
non-discriminatory access does not substitute for recognition of the
advantages of competition among providers.

The Upshot:

In developing my contributions, I have been able to prioritize and
focus on parts that needed addressing in terms of the approach of the
US Delegation. The analysis should now serve others in understanding
where the defects are in the ITU Resolutions that need to be
corrected.

However, proceeding in a manner that continues to follow through
according to the process the ITU has laid out will not correct the
basic problem in the approach, which simply reaffirms WSIS goals
without adding the critical insights needed to understand what the
Internet adds to the equation. It will not only undermine the
Internet to continue to pursue the Information Society project the way
it has been, but establishing a form of Internet Governance at the
international level in this way presents the distinct prospect of
undermining efforts within the US to place the Internet back on a
sound foundation by recourse to the law.

The US needs to act at the WTDC to correct the oversight regarding
the Internet in the WSIS project. The US needs to recognize the
difference between a truly competitive Internet and the types of
specially tailored services that are offered within individual
networks — whether they may be individual wireless providers or
incumbents in other modes who enjoy a privileged status in relation to
infrastructure — and in the course of the next year help enable those
engaged in furthering the Information Society project to receive a
proper understanding of its status in those terms.

Seth

On Fri, May 3, 2013 at 9:55 AM, Minard, Julian E wrote:
> ———- Forwarded message ———-
> From: Seth Johnson
> Date: Mon, Apr 29, 2013 at 4:58 PM
> Subject: WTDC/Plenipot: 1) Conformance and Interoperability:
> Understanding Impacts on the Internet (was: Re: Critical Notes for WTDC Prep)
> To: “[protected]”
> Cc: “[protected]”
>
>
> At the link below is an analysis showing where the Conformance and Interoperability resolutions open up the risk of the Information Society undermining the Internet. I have pasted the introductory text below, including general concerns and some key points.
>
> The analysis is designed to contribute to upcoming proceedings such as the WTPF, the WTDC and High Level WSIS Review in April 2014, preparing the way to the Plenipotentiary Meeting in October/November 2014, where the necessary actions can be taken.
>
> The full analysis is here:
>> https://internetdistinction.com/wsisimpacts/2013/04/28/wsis-impacts-conformance-interoperability/
>
> Please take it into account on the next WTDC Prep, general ITAC, and Council calls.

Comments Off on To State Dept: Cybersecurity, ICT Apps, IP-Based Networks : more...

Enabling Environment, Capacity Building, Digital Inclusivity: Understanding Impacts on the Internet

by on Nov.25, 2013, under Uncategorized

by Seth Johnson

Introduction
Enabling Environment
Capacity Building and Digital Inclusivity
International and Regional Initiatives

Introduction

  • None of the materials framing the World Summit for the Information Society (WSIS) provide a basis to recognize when the policies or technological solutions promoted as part of WSIS will affect the Internet. This basic oversight has critical implications as the World Telecommunications Development Conference (WTDC) approaches in early 2014. The implications relate not just to impacts on the Internet, but to impacts on developing countries, and on the objectives of the WSIS itself.
  • The following is an analysis of the 2010 WTDC Resolutions to identify where they need to be adapted to enable recognition of how the WSIS project will impact the Internet. It is organized based on the framework of Study Groups and Programmes for the work of ITU-D outlined in the Hyderabad Action Plan, issued at the 2010 WTDC.
  • We preface our commentary by first providing a description of the distinctions between the terms Internet, IP-based Networks and Next-generation Networks (NGNs), and then noting the important role of a number of 2010 Plenipotentiary Resolutions that are shaping the ITU’s WSIS activities.
  • IP-Based Networks, the Internet and Next-Generation Networks IP-Based Networks, the Internet and Next-Generation Networks

    • Not all IP-based Networks represent Internet connectivity. The Internet Protocol enables interoperability between independent networks by transmitting IP packets in a way that allows the broadest flexibility in communications patterns to be supported. Among networks interoperating in this way, end users can expect that they will be able to connect to end users on other networks in a way that will support the broad diversity of applications that they may discover or create online. Networks throughout the world that have so chosen are part of a global network of networks that can be called “the Internet.”
    • The Internet empowers independent network providers to enter the communications arena and offer their users global connectivity, knowing that they can readily interoperate with other networks; and it empowers end users by providing them this global connectivity via a maximally flexible platform.
    • An individual network that uses the Internet Protocol among its own routers can be called an “IP-based Network,” but not an “Internet” made up of autonomous networks interoperating with each other. “Next-generation networks” generally use IP in a way that supports specialized functions within their own network that aren’t readily supported by general purpose interoperation between independent networks, and are thus in a subcategory of IP-based Networks that is distinct from the Internet.
    • NGNs open up the prospect of certain advantages for their network providers, including allowing them to perform network management and provide for levels of quality of service and product and price differentiation by shaping packet transmissions. However, these types of offerings will supplant the flexible, inherently neutral and general purpose Internet platform if they are not distinguished from it, or if competition in the communications arena is reduced to a few providers offering networks of this type.
  • WTDC Resolutions in the Context of Key 2010 Plenipotentiary Resolutions WTDC Resolutions in the Context of Key 2010 Plenipotentiary Resolutions

    • When we examine the 2010 WTDC Resolutions we find that they only occasionally make reference to the Internet, and generally use the broader and more indefinite terms ICTs or telecommunications/ICTs to reference the technologies under discussion.
    • Instead, a narrow set of resolutions issued at the 2010 Plenipotentiary Conference provides the frame for the ITU’s usage of the key terms Internet, IP-based Networks and NGNs, including PP 101, 102, 133 and 137. The first three of these are the resolutions that provided the frame for the 2013 World Telecommunications/ICT Policy Forum (WTPF) this past May. The last, PP 137, specifically promotes deployment of next-generation networks in developing countries, and was not referenced by the WTPF.
    • These resolutions do not offer a basis for understanding the differences between these terms, encourage a confusion between the terms Internet and IP-based Networks, and in fact emphasize IP-based Networks and NGNs, rather than acknowledging key characteristics of the Internet and addressing tradeoffs that other types of networks entail.
    • Because of their relationship to these core resolutions, the WTDC Resolutions covered by the programmes of the 2010 WTDC’s Hyderabad Action Plan support the same confusion of terms.
    • More broadly, the failure of the ITU’s resolutions and initiatives in support of the WSIS project to articulate these distinctions allows it to proceed in a way that will harm the Internet unless they are corrected.
    • Of particular concern is the specific emphasis on deploying NGNs in developing countries that we find in PP 137. In the confused context created by PP 101, 102 and 133, it becomes critical as we approach the WTDC to address the confusion in the ITU’s treatment of these key terms in its resolutions.

Enabling Environment

  • Various topics: resource mobilization and partnerships, applied research and technology transfer, strengthening cooperation of Member States and Sector Members, effective utilization of mobile communications, non-discriminatory access to modern telecommunications and ICTs, protecting consumers of ICTs, Internet access in developing countries and charging principles for international Internet connection, international alternate calling procedures and allocation of international telecommunications revenues, strategic and financial framework for Hyderabad Action Plan
  • (Click to See Enabling Environment Resolutions) (Click to Hide Enabling Environment Resolutions)

    (Overview of WTDC Resolutions) Overview of WTDC Resolutions

    • WTDC Resolution 30, on the ITU-D sector’s role in implementing the WSIS, is among the core resolutions defining the broad framework of ITU activities since the last WTDC. It is also the WTDC resolution that serves as the basis for the ITU-D sector’s treatment of the enabling environment.
    • WTDC 30 invites the ITU-D sector to facilitate an enabling environment encouraging ITU-D Sector Members to invest in development of telecommunication/ICT infrastructure, assisting Member States and developing countries in finding innovative financial mechanisms and advancing their legal and regulatory frameworks to further infrastructure development and other WSIS goals. It invites ITU-D to pursue statistical work on telecommunication development, using indicators to evaluate progress with a view to bridging the digital divide, and to propose appropriate funding mechanisms for activities in support of the WSIS Action Lines.
    • WTDC 30 encourages ITU-D to develop and implement the ITU-D strategic plan, placing a priority on building infrastructure at national, regional, interregional and global levels, working in cooperation with the other ITU sectors and development partners, with particular regard to the needs of developing countries, and encouraging the principle of non-exclusion from the information society. It calls on Member States to give priority to development of telecommunication/ICT infrastructure, including in rural, remote and underserved areas, and requests the Secretary-General to transmit the resolution to the 2010 plenipotentiary conference for consideration in updating PP Resolution 140.
    • WTDC Resolution 13 concludes that the main players in the field of ICT should act in a way that encourages investments and innovative partnership schemes, that joint ventures should be explored for financing ICT development, that administrations should act to make the ICT sector more attractive for investment, and that a continuous dialogue should continue among telecommunication operators, service providers, and finance sources to prepare projects where BDT can play a catalyst role.
    • WTDC 13 instructs the BDT Director to act as a catalyst in the development of partnerships, by encouraging regional ICT initiatives, organizing training seminars, signing agreements with national, regional and international development partners, and collaborating on initiatives with other relevant international, regional and intergovernmental organizations, to encourage partnerships with high priority given the WSIS outcomes, to coordinate with international bodies involved in ICT development, to encourage international financing agencies, Member States and Sector Members to address the building, reconstruction or upgrading of networks and infrastructure in developing countries as a priority, to promote conditions required for a successful knowledge-based enterprise incubator process and other projects for small, medium and micro enterprises in developing countries, to assist developing countries in responding to global telecommunication restructuring, especially regarding financial issues, and to promote human capacity building in developing countries relating to the ICT sector.
    • WTDC Resolution 71 resolves that appropriate steps should be taken to create an enabling environment at the national, regional, and international levels for encouraging ICT development and investment by Sector Members and ITU-D should act to encourage the private sector to become Sector Members and take part in partnerships with telecommunication/ICT entities in developing countries, that ITU-D should take the interests and requirements of Sector Members into account to enable them to participate effectively in the Hyderabad Action Plan and the WSIS objectives, that a permanent agenda item on private sector issues will be included on the TDAG agenda, and that operational plans should respond to sector Member issues by strengthening communications between BDT, Member States and ITU-D Sector Members. It concludes that in implementing the ITU-D operational plan the BDT Director should consider actions to facilitate public-private partnerships for global, regional and flagship initiatives, to improve regional cooperation through regional meetings on issues of common interest, in particular for Sector Members, and to promote an enabling environment for investment and ICT development.
    • WTDC 71 instructs the BDT Director to facilitate communications between Member States and Sector Members on issues which contribute to an enabling environment for investment, particularly in developing countries, to continue to organize the Global Industry Leaders Forum, possibly back-to-back with the Global Symposium for Regulators (GSR), to foster exchange of information between Member States, Sector Members and regulators, and to further deploy and strengthen the ITU-D Sector Members’ portal to exchange and disseminate information about Sector Members.
    • WTDC Resolution 22 encourages all administrations and international telecommunication operators to give effect to ITU’s recommendations in order to promote an accounting regime that would help limit the negative effects of alternative calling procedures and calling party number delivery on developing countries and limit the negative effects of misappropriation and misuse of international telecommunication numbering resources. It requests ITU-D to collaborate with ITU-T on the issue of refile to eliminate duplication of effort and achieve an outcome in line with PP Resolution 21, to play an effective role in implementation of PP Resolution 22 with respect to apportionment of revenues in favor of developing countries where cost-oriented accounting rates reflect asymmetric costs for terminating international traffic, requests administrations and international operators that permit alternative calling procedures but do not provide calling party number delivery in accordance with their national regulations to respect decisions of other administrations that do not permit such services and that request calling party number delivery for security and economic reasons, and urges cooperation in implementing WTSA Resolution 20 with respect to telecommunication origin identification and misuse of numbering, addressing and naming resources.
    • WTDC Resolution 23 addresses provisions of § 50 of the Tunis Agenda recognizing the concerns among developing countries that charges for international Internet connectivity should be better balanced to enhance access, and calling for the development of strategies to increase affordable global connectivity. It notes that Internet service provider operators in developing countries have expressed concern that the commercial agreements between parties providing international Internet connectivity have not achieved the required balance in regard to charges between developed and developing countries.
    • WTDC 23 asserts that continuing technical and economic development require ongoing studies in this area, while commercial initiatives by service providers have the potential to deliver cost savings for Internet access. It urges service providers to negotiate commercial arrangements for direct international Internet connectivity based on factors such as geographical coverage, number of routes and the cost of international transmission, instructs the BDT Director to conduct activities to promote information sharing among regulators on the relation between charging arrangements for international Internet connectivity and the affordability of international Internet infrastructure development in developing countries, and reaffirms the quest to ensure everyone can benefit from the opportunities that ICTs offer, recalling that governments, private sector, civil society, the UN and other international organizations can work together to pursue improved access to ICT infrastructure and technologies and other WSIS goals. It invites Member States to create policy conditions for competition in the international Internet backbone network access market and in the domestic Internet access service market, as means to lower the cost of Internet access for users and service providers, and urges regulators to promote competition among all service providers in the context of national policy, with a focus on reducing connectivity costs.
    • WTDC Resolution 64 instructs the BDT Director to support the raising of awareness with decisionmakers regarding ICTs and with regulators regarding the importance of keeping users/consumers informed about basic characteristics, quality, security and rates of different services offered by operators, as well as the creation of other protection mechanisms supporting consumers’ rights, to collaborate with Member States in identifying critical areas for policies or regulatory frameworks for protecting users and consumers, to continue coordination with ITU-T on topics such as service quality, perceived quality and security, to strengthen relations with other international organizations involved in consumer protection, and to invite regions to create end user/consumer associations. It urges Member States to create and promote policies providing end users/consumers wih information on the characteristics of telecommunication services offered by different providers, and invites ITU-D Sector Members to contribute international best practices related to the implementation of consumer-protection policies, taking into consideration ITU guidelines and recommendations.
    • WTDC Resolution 72 cites a need to facilitate development and utilization of mobile communications for many practical tasks, including with a view to ensuring more equal access to telecommunication/ICT services for all, observes that new mobile technologies may help bridge the digital divide between both developing and developed countries and urban and remote or rural regions, notes that performing practical tasks with mobile and broadband technologies opens up new prospects including affording access to new technologies to developing countries, and that many countries are interested in mobile services in areas such as e-health, e-government, money transfer and transactions, near-field communications, banking and mobile marketing. Affirming the role of ITU-D in coordinating rational use of resources in efforts to establish more widespread deployment of mobile telecommunication/ICT services in different countries of the world, WTDC 72 resolves that the BDT should play a key role in implementation of regional and national projects for mobile telecommunication systems to provide services such as the above, in cooperation with interested ITU Member States and the private sector, and should develop a programme to develop proposals and recommendations for mobile telecommunication services at regional and national levels.

    (Usage of Key Terms) Usage of Key Terms

    • The Enabling Environment resolutions are phrased in terms of telecommunications and ICTs in general, with only a few references to the Internet or IP-based networks.
    • WTDC 23 references the Internet in describing concerns among developing countries that charges for international Internet connectivity should be better balanced, as presented in § 50 of the Tunis Agenda, in citing WTSA 69′s call for Member States to refrain from discriminatory actions that could impede access to public Internet sites by other Member States, and in noting that ITU-T Recommendation D.50 recommends international Internet connectivity be based on negotiating bilateral commercial arrangements that incorporate consideration of factors such as traffic flow, geographical coverage, or number of routes, whereas international Internet connections remain subject to commercial agreements that do not achieve balance in charges between developing and developed countries; that increases in costs of international Internet connectivity will result in delays in access to the Internet; and that service providers might deliver cost savings for Internet access through commercial initiatives such as those that might result in more traffic being routed locally. WTDC 23 also speaks of the Internet in its invitation for Member States to support ITU-T’s monitoring of the application of ITU-T D.50 and to create policy conditions for effective competition both in the international Internet backbone market and in domestic Internet access, in its urging service providers to negotiate international Internet connection according to the ITU-T D.50 recommendation, and in its instruction to the BDT Director to promote information sharing among regulators on the relation between charging arrangements for international Internet connectivity and the affordability of international Internet infrastructure development in developing countries.
    • WTDC 23 refers to the Internet and IP-based services as distinct terms in one reference to “the rapid growth of the internet and IP-based international services.”
    • WTDC 22, WTSA 20 and PP 21, on alternative calling procedures on international telecommunication networks, identification of origin and apportionment of revenues in international telecommunication services, all reference other terms besides Internet. WTDC 22 cites PP 21′s call for ITU-T study groups to study alternative calling procedures and identification of origin in relation to next generation networks, and WTSA 20 notes “the ongoing deployment of next-generation networks (NGN), future networks (FN) and IP-based networks.” WTSA 20 makes a single mention of the term Internet in association with the concept of convergence, with a reference to “the global growth of mobile and Internet subscribers and the convergence of telecommunication services.”
    • WTSA 69, on non-discrimination in access to and use of Internet resources, notes that ITU-T is dealing with technical and policy issues related to IP-based networks, including the Internet and next-generation networks, and references the Internet in citations of the UN Human Rights Council resolution on the promotion, protection and enjoyment of human rights on the Internet, § 48 of the WSIS Declaration of Principles, on the governance of the Internet as a core issue of the information society agenda, and Opinion 1 of the Fourth WTPF and the 2009 Lisbon Consensus on Internet-related public policy matters. It notes the global and open nature of the Internet as a driving force in accelerating progress towards development, that discrimination in accessing the Internet could greatly affect the developing countries, and the fact that the 2010 Plenipotentiary Conference entrusted ITU-T with a number of Internet-related activities, including those under PP 102, on ITU’s role in international Internet-related public policy issues and management of Internet resources.

    (Comments on Resolutions) Comments on Resolutions

    • International Internet Connectivity
    • Whatever the outcome of efforts referred to in WTDC 23 to increase the affordability of international Internet connectivity for developing countries, it is important to incorporate recognition of the key characteristics of the Internet in connection with this resolution because while these bilateral arrangements may provide for connectivity that constitutes Internet access at the international level, this does not mean the term “international Internet connectivity” designates Internet connectivity at more local scopes. The commercial initiatives WTDC 23 suggests service providers might implement to gain cost savings could well include practices that are viable within intranets but not in an Internet context.
    • Funding Mechanisms, Partnerships
    • WTDC 30 and 13 both relate to the role of private investment in development of infrastructure and services. Both relate to PP 102 in the core framework, which among other things also addresses private investment. WTDC 30 is more focused on funding methods and “innovative funding mechanisms,” while WTDC 13 is more focused on encouraging “innovative partnership schemes” and joint ventures.
    • The language in these resolutions should be revised to explicitly acknowledge the problem of developing funding mechanisms and partnership schemes that support and work within contexts providing competitive access at the physical layer, rather than using generalized language amenable to being interpreted in accord with vertically integrated telecommunications contexts such as we find in the United States.
    • If the vertically integrated telecommunications model is to be supported, the language should also incorporate recognition of a competitive environment of numerous providers interoperating at the physical layer, recognizing that this type of context empowers end users and independent providers and creates an open, flexible platform that fosters innovation. The latter type of context has profound advantages that should be compared against the advantages of intranet services, whether by a few providers or numerous.
    • There is no Internet within a vertically integrated telecommunications environment that has joined the physical layer with the higher layers within which applications are deployed, since there are no autonomous networks interoperating. Acknowledging this distinction is particularly important to developing countries that may want to perform this comparison or seek support for developing either type of context in the near or long term.
    • Indeed, if the ITU places an emphasis on NGNs in its development programs in support of the WSIS, as we see expressed in PP 137, it’s imperative to be able to recognize the difference between these types of offerings, with the specialized types of services they support, and the general purpose platform the Internet makes possible between independent network providers.
    • The economics of a vertically integrated market relates to control and efficiency for particular producers and the particular products supported by their production and supply chains. An analysis in those terms does not address the impact that vertical integration has on the direct social advantages of the flexible, general purpose platform produced among providers internetworking as they compete at the physical layer and the diversity of products and services made possible by this platform.
    • In the framing of policy, telecommunications contexts that support vertical integration have the characteristic of treating physical layer infrastructure to a great degree as private, conditioning regulation on a prior determination of anti-competitive behaviors or effects. The use of public-private partnerships in this type of context can reinforce this approach to regulating the physical layer, helping condition involvement of the public sector on greater private privileges.
    • However, other legal traditions may not apply analysis of anti-competitive effects as a precondition to regulate the public right of way: this approach proceeds from a premise that regulation of a shared public resource is given by its nature. This approach more readily applies conditions and obligations on entities that gain access to install infrastructure across the public right of way, treating the infrastructure as inherently subject to public requirements. It will benefit the flexibility of the framework that ITU applies in its activities in support of WSIS, to incorporate recognition that public-private partnerships might also be structured in a way more consistent with this type of legal tradition.
    • All of the areas WTDC 30 invites ITU-D to conduct activities in support of — fostering enabling environments, innovative financial mechanisms, and legal and regulatory frameworks, developing the ITU-D Strategic Plan, measurable indicators for statistical analysis of progress, and appropriate funding mechanisms — should be articulated carefully to incorporate recognition and support for environments that provide for competitive access to the physical layer.
    • (Resolution 71)
    • Technology Transfer, Non-Discrimination
    • Many of the references to the Internet in WTSA 69 may benefit from a review with an eye for adding provisions to recognize the nature, key characteristics of and advantages of the Internet.
    • Consumer Protection
    • distinguish Internet, specialized services
    • Identifiers
    • policy impact on flexibility on Internet

    (Impacts) Impacts

    • The pursuit of enabling environments for infrastructure development without recognizing the nature of the Internet will have impacts on the Internet and on WSIS goals.
    • Impacts on the Internet:
    • Depending on the policy and regulatory context, the establishing of enabling environments can affect the ability for independent, autonomous networks to readily interoperate by means of the Internet protocols unless the nature of the Internet is acknowledged clearly.
    • A communications environment constituted of competing providers interoperating in a general purpose manner supports greater freedom to innovate and diversity of applications than the type of environment that exists within a managed service framework subject to a common policy administered by a core authority, whether public or private. And if governance were established in a manner that mandates or depends on such a framework, this policy frame would have direct effect on the Internet’s flexibility and openness for both independent networks and end users.
    • In addition, if we fail to recognize the basis of the Internet platform in competition among autonomous, interoperating providers, we will easily accommodate a vertically integrated telecommunications environment that treats infrastructure installed across the public right of way as a more wholly private asset supplying the higher level services of the incumbents, with numerous implications for fundamental rights and innovation, as well as for competition. Indeed, without this recognition, the international framework for Internet governance that the WSIS is designed in part to bring about could take overlooking the nature of the public right of way in the telecommunications regulatory context to a whole new level.
    • Impacts on WSIS Goals:
    • Confidence and Security in the Enabling Environment: A failure to recognize the characteristics of the Internet in the Information Society’s initiatives will affect the goals of building confidence and security in relation to the enabling environment for development, with implications for many of the purposes of Action Line C6. The implications can be understood not only in relation to development, but also in relation to innovation and fundamental liberties.
    • Some types of incentives for infrastructure development may be built on capacities made possible in managed service frameworks (such as discrete tiers of service allowing differentiated price schemes), or that may be enabled by a regulatory environment that allows incumbents to treat the infrastructure they install at the physical layer as a supply to a vertically integrated production process. These approaches to encouraging development are distinct in nature from the approach associated with the Internet platform, where innovation by independent providers and end users drives demand for infrastructure. In addition, competitive access at the physical layer supports the openness and flexibility of the Internet platform, since competing providers must transmit packets in a general purpose manner in order to interoperate and provide global connectivity to their users. As a result, our confidence that the platform will support innovation as well as freedoms of press, expression, and association, can be affected deleteriously if a vertically integrated telecommunications market limits access to the physical layer by the effective control of a private party.
    • Security in relation to the enabling environment may be conceived in terms of security of transactions and e-commerce, or it may be conceived in terms of the security of fundamental liberties. The effect of enforcement of e-commerce and policies on the Internet and what counts as security will depend on whether the dynamic, interactive and collaborative possibilities enabled by the Internet are borne in mind.
    • The implications for security in terms of fundamental liberties are like those described for cybersecurity. If the telecommunications environment is vertically integrated, the implication is that infrastructure will be treated in terms of the private interest of those who install it across the public right of way, and as a result fundamental liberties related to the communications of citizens, understood as limits on the government, might be characterized as inapplicable. And public oversight of the public right of way in the form of regulation of infrastructure might be characterized in that framework as a violation of the rights of those who installed the infrastructure, rather than recognizing that oversight as a natural reflection of the nature of the public right of way as a shared resource that must be governed to foster competition and oversee access. In the latter context the government is barred from abridging the fundamental liberties of the general public, not of those who install infrastructure, and incumbents naturally may incur obligations, including limitations that reflect those that apply to the government, in return for privileged access. So security in the sense of reliable support for fundamental liberties may be affected when the foundation of the Internet in competitive access at the physical layer is overlooked and infrastructure is treated as private assets vertically integrated with the products and services of incumbent providers.
    • Action Line C6: A failure to address the nature of the Internet will have impacts on the goals of Geneva Action Line C6 including understandings of what constitutes a pro-competitive policy, legal and regulatory context, and what appropriate incentives are; how we define internet governance, public policy issues, and roles and responsibilities of various parties; how various technology policies relate to national strategies for public administration; how we protect consumers in their access to the Internet; the nature of open, interoperable, non-discriminatory standards; the nature of the secure storage framework; and how we understand online privacy.
  • Capacity Building and Digital Inclusivity

    • Group on capacity-building initiatives; ITU centres of excellence; telecommunication infrastructure and ICTs for socio-economic and cultural development
    • (Click to See Capacity Building Resolutions) (Click to Hide Capacity Building Resolutions)

    • Telecommunications/ICTs in rural, isolated and poorly served areas and indigenous communities; gender equality through ICTs; access to ICTs for persons with disabilities, including age-related disabilities; development of the Youth Forum in BDT
    • (Click to See Digital Inclusivity Resolutions) (Click to Hide Digital Inclusivity Resolutions)

      (Overview of WTDC Resolutions) Overview of WTDC Resolutions

      • Capacity Building
      • WTDC Resolution 73 concludes that ITU Centers of Excellence should be continued, strengthened according to priorities determined in consultation with the ITU membership, and instructs the BDT Director to assist and facilitate them and carry out a comprehensive analysis of their activities in organizational, financial and programme terms. It references PP Resolutions 123 and 139 on bridging the standardization gap and the digital divide, and WTDC Resolutions 15, 37 and 47, on technology transfer and applied research, bridging the digital divide, and the conformance and interoperability program, which we have already examined. It also references WTDC Resolution 40, on human resource development.
      • WTDC 40 instructs the BDT Director to establish a group on capacity-building initiatives to contribute to ITU-D capacity-building initiatives in an integrated manner in cooperation with all programmes and the two ITU-D study groups. This group is to represent each of the six regions with two experts and work with BDT staff to identify global trends in ICTs and capacity building, regional needs and priorities, including evaluating progress and making proposals to harmonize activities, design and implement an integrated framework for the ITU Academy, advise on development of ICT curricula, accreditation and certification, standards for quality assurance for ITU Academy partnership courses, and initiatives, partnerships and academic alliances that further ITU Academy objectives, as well as prepare a report for the annual TDAG meeting covering achievements and proposals for future action.
      • Digital Inclusivity
      • WTDC Resolution 11 observes that all WTDCs have affirmed a need to provide access to basic telecommunication/ICT services for everyone, particularly for developing countries, in rural and isolated areas and in indigenous communities. It notes that a clear correlation has been shown between availability of universal telecommunication/ICT services and economic and social development and that in many areas there is evidence of the profitability of telecommunication/ICT services in rural, isolated and poorly served areas and in indigenous communities, that several state-of-the-art technologies may help in the provision of telecommunication/ICT services in this area, that access to these services in this circmstance requires judicious choice of technologies, and that ITU-D Study Group 2 has developed useful references in this area under Question 10.
      • WTDC 11 resolves to support the conclusions of Study Group 2 regarding rural telecommunication programmes, including regulatory framework, financial resources and commercial approach and universal access, instructs the group to continue their studies and the BDT Director to promote appropriate means to facilitate development of telecommunication/ICT services in these areas.
      • WTDC Resolution 68 resolves to affirm a special initiative for indigenous peoples in Programme 4 and in all BDT programmes, to support digital inclusion of indigenous peoples in forums and training on ICT for social and economic development, to support human resource training in design and management of public policies for ICT development in remote and isolated areas, for groups with specific needs and for indigenous peoples, and to support capacity training for indigenous peoples in development and maintenance of ICTs, incorporating best practices and knowledge of indigenous peoples and participation by indigenous experts where appropriate. It instructs the BDT Director to reinforce the initiative through collaboration with Member States and other relevant regional and international organizations.
      • WTDC Resolution 55 resolves that the Working Group on Gender Issues will work with ITU-D to promote gender equality in ICTs through recommending policies and programmes at the international, regional and national levels, and endorses an action plan to: develop initiatives in developing countries that are either specifically targeted to women or gender sensitive, incorporate a gender perspective in Study Group questions, support gender-sensitive cross-country data analyses, assess gender implications in evaluating projects, provide capacity training to BDT staff in gender mainstreaming, mobilize resources for gender-sensitive projects or projects specifically targeted to women, and develop partnerships with other UN agencies to promote the use of ICTs in projects aimed at women. It instructs the BDT Director to allocate necessary resources to this action plan and provide assistance to members in relation to it, and invites the Plenipotentiary Conference to provide financial and human resources to support the continued integration of a gender perspective in ITU development activities and bring the resolution to the attention of the UN Secretary-General for increased coordination and cooperation in promoting gender equality.
      • WTDC Resolution 58 invites Member States to envisage establishing a programme that considers priorities for ICT accessibility for persons with disabilities, with a view to progressive implementation, to pursue research and development in ICT-accessible equipment, services and software, to collect data on ICT accessibility with an eye toward creating e-accessibility indicators as a contribution to policy-making, to encourage participation of persons with disabilities in ICT policy-making and areas where ICTs have an impact, to establish ongoing collaboration between developed and developing countries to exchange information, technology and best practices regarding ICT accessibility, and to mainstream ICT accessibility for persons with disabilities. It also urges them to ratify the Convention on the Rights of Persons with Disabilities, develop national laws and policies for ICT accessibility, and consider introducing ICT-accessible services and tax exemptions for assistive devices.
      • WTDC 58 instructs the BDT Director to ensure that the work of ITU-D as well as the provision of ICT equipment, services and software take into account the needs of persons with disabilities, including age-related disabilities, to document and share information on best practices in telecommunication/ICT accessibility, to provide capacity building and develop tools and guidelines for Member States on mainstreaming ICT accessibility issues in national policies and regulations, to collaborate with the other ITU sectors on accessibility-related activities and with relevant UN entities and disability organizations in all regions to generate awareness, and to designate a focal point for ICT accessibility and strengthen the special initiative on persons with disabilities, as well as consider holding forums for policy-makers, telecommunication regulators and Sector Members on accessibility issues, promoting reports and materials on ICT accessibility, and developing an internship program for persons with disabilities with expertise in ICTs. It invites ITU-D Sector Members to adopt a universal design principle in developing ICT equipment, to promote research and development on ICT-accessible technology with due regard for affordability, encouraging participation by persons with disabilities, and to take a self-regulation approach to accessibility of ICT equipment in collaboration with Member States.

      (Usage of Key Terms) Usage of Key Terms

      • Capacity Building
      • WTDC 40 and 73 and PP 31 all speak in terms of ICTs and telecommunication/ICTs, without reference to the Internet, IP-based networks, or next generation networks, other than WTDC 40’s references to the BDT’s Internet training centers initiative.
      • We have addressed the problem of recognizing the Internet in the WSIS project as it relates to capacity building to a great degree already in our treatment of the conformance and interoperability thrust, including our comments there on the resolutions for bridging the digital divide and the standardization gap. We have also commented on the technology transfer resolutions in our treatment of the resolutions for ICT Applications, e-government, and mobile communications.
      • Digital Inclusivity
      • All the digital inclusivity resolutions speak with reference to the general terms ICTs or telecommunication/ICTs. Only the resolutions on access for persons with disabilities use the term internet, and none refer to IP-based networks or next generation networks.
      • The resolutions on access for persons with disabilities, WTDC 58 and 70, WTSA 70, and PP 175, mention the Internet with references to the Internet Governance Forum, to the Internet and digital TV as two technologies presenting special difficulties for persons with disabilities, to maximizing the benefits of online information through the Internet for all sectors of the global community, to promoting access for persons with disabilities to new ICTs and systems including the Internet, and to the provision of the UN Convention on the Rights of Persons with Disabilities calling for signatory States to act to provide access to ICT, emergency services and Internet services to persons with disabilities on an equal basis with others.
      • (Comments on Resolutions) Comments on Resolutions

        • We have addressed the problem of recognizing the Internet in the WSIS project as it relates to capacity building to a great degree already in our treatment of the conformance and interoperability thrust, including our comments there on the resolutions for bridging the digital divide and the standardization gap.
        • Capacity building clearly needs to incorporate recognition of the nature and advantages of the Internet as distinct from other types of networks, as capacity building initiatives represent a key means for instituting and expanding understanding of the conceptual framework of the Information Society, with implications for how its initiatives and the technologies it promotes serve its goals. Here we elaborate this concern with reference to the motives of WSIS.
        • Digital inclusivity for various groups and communities is benefited profoundly by the nature of the Internet, and these constituencies may lose these advantages if the Information Society proceeds in a manner that affects the Internet’s character without recognizing this impact.

        (Impacts) Impacts

        • Impacts on WSIS Goals
        • The empowerment of end users made possible by the open platform produced by the Internet when it is constituted of diverse, autonomous providers that can readily enter the field of communications at the physical layer, is of a different character from that which managed service frameworks make possible within individual networks, and from that which may be expected in vertically integrated telecommunications regimes. The implications of failing to recognize the empowerment of end users and independent providers that Internet connectivity is designed to make possible, include effects on self-determination, autonomy and independence of communities such as the young people, women and girls, nomadic and indigenous peoples, and communities residing in rural and underserved regions which Action Line C4 references, or the older population, persons with disabilities, children and other disadvantaged groups referenced by Action Line C2.
        • If the difference is not recognized between what an open platform among independent and autonomous providers makes possible, and the unique possibilities for specialized services that individual providers may make possible within their own networks, then the outcome of the Information Society project may easily be to supplant the type of empowerment and digital inclusion that the Internet is designed to bring, replacing it with narrower options that other types of connectivity may entail, with pervasive effects on all the provisions of Action Lines C2, C3, C4, C8 and C11.
        • It would affect the content of the programmes for capacity building, lifelong learning and universal education that Action Line C4 advocates pursuing, including the substance of courses in public administration, the nature of the qualifications of ICT experts, and the role to be played by the libraries, multipurpose community centers, local ICT training centers, and public access points advocated by C4. It would also affect the nature of the pilot networking projects among education, training and research institutions between developing and developed countries, and in fact the very kinds of ICTs that would be recognized as appropriate for integration into education and training, also referenced by Action Line C4.
        • The failure to recognize the distinction can also easily affect the types of national policies for promoting investment in infrastructure and new services, and indeed the nature of the national, regional and international “broadband network” infrastructure, that Action Line C2 advocates pursuing as the “essential foundation” for digital inclusion in the Information Society. This would include the incentivizing of infrastructure investment by treating privileged access to the physical layer as a “supply” vertically integrated with the production processes of higher layer services offered by telecommunications incumbents, or defining new policy frameworks in association with the term “broadband.”
        • It would affect the type of connectivity that would be established for schools, universities, health institutions, libraries, post offices, community centers, museums, and other public institutions according to the call in Action Line C2. It would affect the type of universal access policies and strategies and connectivity indicators that would be identified, and shape the parameters for the technical, regulatory and operational studies in public/private partnerships, systems standards, access to orbital resources, satellite for underserved areas, and frequency harmonization, also advocated by C2. It would affect the types of educational, administrative and legislative measures to serve various disadvantaged groups, and indeed the type of end user equipment, that Action Line C2 encourages promoting.
        • The commercially negotiated transit and interconnection arrangements for global connectivity that Action Line C2 urges pursuing could supplant the advantages of the Internet if its characteristics are not delineated, and the advocating of “objective, transparent and non-discriminatory parameters” for connectivity in C2 could serve to replace recognition of how the basis of the Internet in competitive interoperation among independent providers can serve inclusivity by assuring the openness of the platform is maintained.
        • The failure to recognize the distinction between Internet and other types of networks would affect access to information, cultural identity and diversity, and international cooperation as envisioned by Action Lines C3, C8 and C11. It would affect the types of information made available as urged by Action Line C3, what would count as public domain, the types of use and sharing of information that would be supported whether technically or legally, what types of exclusive rights would apply in the context of the capabilities of the technology, what roles would be played by multi-purpose community public access points, and how connectivity would work as the “fundamental working tool” for local governance that C3 recommends recognizing.
        • It would affect the extent of empowerment that would apply toward the calls in Action Line C8 to promote the production of cultural works and local cultural industries, local community media, local heritage and biological diversity, support of rural and isolated communities, and local development for disadvantaged, vulnerable, non-literate and disabled communities.
        • It would affect the ways in which the enhancing of the capacity for indigenous to develop works in their language advocated by C8, and what kinds of best practices would be recognized for promoting cultural and linguistic diversity. And the nature of the policy and regulatory contexts associated with network infrastructure would interact with the nature of the public/private partnerships to promote cultural diversity and local and national works, and to recognize “ICT-based works” that C8 encourages, to embed these purposes in new formulations of the nature of the telecommunications regime and of the role of the government and private parties in that regime, in ways that could fundamentally alter the role of diverse, local communities.
        • Effects that a failure to recognize the distinction between Internet and other types of connectivity would have on international cooperation as envisaged by Action Line C11 would relate to the question of what kind of connectivity would be made available in service of C11’s calls for providing means for universal access and bridging of the digital divide, and for international cooperation on infrastructure development projects. Action Line C11 references a larger scope than the WSIS project’s frame, calling for the acceleration of public-private partnerships in the context of the UN’s Global Compact and Millennium Declaration. In policy and regulatory contexts that do not promote competitive access to the physical layer, as we find in contexts that maintain vertically integrated telecommunications environments, the promotion of public-private partnerships can tend to entrench that pattern if they do not build in special recognition of the role of public oversight of shared telecommunications infrastructure.

      International and Regional Resolutions


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